Securities Industry Essentials Examination Course Sie Exam Prep

The financial industry regulatory authority finra has restructured the testing for nine of the series qualification exams series 6 7 22 57 79 82 86 87 99 after identifying that they contain common content this new structure allows an individual to take an industry core exam called the securities industry essentials sie exam without being sponsored by an.

Securities industry essentials examination course sie exam prep.

Sie exam prep classes and study materials. Finra requires that all candidates must pass both the sie exam and a representative rep level top off exam. Understanding products and their risks covers securities products at a high level. The practice test is not timed but you will have 1 hour and 45 minutes to take the sie exam.

The sie exam assesses a candidate s basic knowledge of the securities industry. About the securities industry essentials examination sie the sie is designed to test candidates entering the securities industry in four major topic areas. An sie exam prep course is a focused. The securities industry essentials sie exam content outline provides a comprehensive guide to the range of topics covered on the exam as well as the depth of knowledge required.

A new general knowledge exam called the securities industry essentials sie will become a corequisite for the series 7 general securities representative series 79 investment banking representative and other series exams. Kaplan financial education s securities licensing exam prep packages provide all the necessary tools to help you prepare practice and perform on the finra securities industry essentials sie exam we offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule. The securities industry essentials exam or sie exam is an assessment offered through finra for prospective professionals in the securities industry. Introduction to the securities industry essentials sie beginning october 1 2018 finra will overhaul the format of its regulatory exams.

A comprehensive video course with one of the most dynamic instructors in the country brian lee. The table below lists the allocation of exam questions for each section. The sie or securities industry essentials exam is an exam created by finra to test the abilities of prospective securities industry professionals. This entry level exam is made up of 75 multiple choice questions takes 1 hour and 45 minutes to complete and costs 60 to take.

The outline is comprised of the four sections. Answer 75 multiple choice questions that are similar to those you might find on the sie exam. The new securities industry essentials sie exam is based on common industry knowledge and general concepts. Brian began teaching series 7 in 1995 in portland or and seattle wa and is the founder of testgeek exam prep llc.

The sie exam focuses on industry terminology securities products the structure and function of the markets regulatory agencies and their function and. Get firsthand experience with a free practice test for the security industry essentials sie exam.